Compliance officer
Gandhinagar360 ONE
...(Capital market) / SEBI (Stockbrokers) Regulations, , and relevant exchange circulars (NSE/BSE). Monitor adherence to client on-boarding, KYC, CKYC, AML, and FATCA requirements. Sales & Distribution Compliance Review and monitor sales practices, distributor conduct, and incentive structures to ensure regulatory [...]
Category Management & Consulting
13 days ago in Labor24