Advisory operations & governance (sebi ria)
NoidaCredPe
...Responsibilities Act as the designated Principal Officer under SEBI RIA regulations Own end-to-end SEBI compliance, audits, filings, and regulatory interactions Be the primary point of contact with SEBI and compliance auditors Ensure strict adherence to fee-only advisory and fiduciary standards Oversee client onboarding, risk [...]
Category Management & Consulting
3 days ago in Internshala