Compliance officer
Gandhinagar360 ONE
...Monitor adherence to client on-boarding, KYC, CKYC, AML, and FATCA requirements. Sales & Distribution Compliance Review and monitor sales practices, distributor conduct, and incentive structures to ensure regulatory alignment. Conduct pre-trade and post-trade compliance checks where required. Ensure suitability, [...]
Category Management & Consulting
9 days ago in Labor24